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Job Descriptions

This compliance auditor sample job description can assist in your creating a job application that will attract job candidates who are qualified for the job. Feel free to revise this job description to meet your specific job duties and job requirements.

Description:Compliance Auditor

Compliance Auditor Job Purpose: Protects assets by completing audits; ensuring compliance with regulations and internal controls; recommending improvements in internal control structure; guiding the work of auditors.

Compliance Auditor Job Duties:

  • Accomplishes compliance work requirements by orienting, training, assigning, scheduling, guiding auditors.
  • Meets work standards by following production, productivity, quality, and customer-service standards; resolving operational problems; identifying work process improvements.
  • Meets cost standards by monitoring expenses; implementing cost-saving actions.
  • Prepares for audit by researching materials; formulating a plan of action.
  • Ensures compliance with regulations and controls by examining and analyzing records, reports, operating practices, and documentation; recommending opportunities to strengthen the internal control structure
  • Verifies assets and liabilities by comparing items to documentation.
  • Completes audit work papers and memorandums by documenting audit tests and findings.
  • Comunicates audit progress and findings by preparing reports; providing information in meetings.
  • Supports external auditors by coordinating information requirements.
  • Provides management reports by collecting, analyzing, and summarizing management information.
  • Updates job knowledge by participating in educational opportunities; reading professional publications; maintaining personal networks; participating in professional organizations.
  • Enhances compliance department and organization reputation by accepting ownership for accomplishing new and different requests; exploring opportunities to add value to job accomplishments.

Skills/Qualifications: Audit, Quality Management, Reporting Research Results, Analyzing Information , Statistical Analysis, Ad Hoc Reporting, Objectivity, General Consulting Skills, Operations Research, Accounting, SFAS Rules

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