Compliance Auditor Job Description
Compliance Auditor Job Responsibilities:Protects assets by completing audits; ensuring compliance with regulations and internal controls; recommending improvements in internal control structure; guiding the work of auditors.
Compliance Auditor Job Duties:
- Accomplishes compliance work requirements by orienting, training, assigning, scheduling, guiding auditors.
- Meets work standards by following production, productivity, quality, and customer-service standards; resolving operational problems; identifying work process improvements.
- Meets cost standards by monitoring expenses; implementing cost-saving actions.
- Prepares for audit by researching materials; formulating a plan of action.
- Ensures compliance with regulations and controls by examining and analyzing records, reports, operating practices, and documentation; recommending opportunities to strengthen the internal control structure
- Verifies assets and liabilities by comparing items to documentation.
- Completes audit work papers and memorandums by documenting audit tests and findings.
- Comunicates audit progress and findings by preparing reports; providing information in meetings.
- Supports external auditors by coordinating information requirements.
- Provides management reports by collecting, analyzing, and summarizing management information.
- Updates job knowledge by participating in educational opportunities; reading professional publications; maintaining personal networks; participating in professional organizations.
- Enhances compliance department and organization reputation by accepting ownership for accomplishing new and different requests; exploring opportunities to add value to job accomplishments.
Compliance Auditor Skills and Qualifications:Audit, Quality Management, Reporting Research Results, Analyzing Information , Statistical Analysis, Ad Hoc Reporting, Objectivity, General Consulting Skills, Operations Research, Accounting, SFAS Rules
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