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Job Descriptions

This compliance analyst sample job description can assist in your creating a job application that will attract job candidates who are qualified for the job. Feel free to revise this job description to meet your specific job duties and job requirements.

Description: Compliance Analyst

Compliance Analyst Job Purpose:
Maintains legal and regulatory compliance by researching and communicating requirements; obtaining approvals.

Compliance Analyst Job Duties:

  • Researches regulations by reviewing regulatory bulletins and other sources of information.
  • Compiles information by coordinating rate deviation filings; maintaining updated rate matrices; providing overviews of product disclosures.
  • Keeps other departments abreast of requirements by researching regulatory and filing information; writing and communicating guidelines.
  • Obtains approvals by revising forms and rates.
  • Prepares reports by collecting, analyzing, and summarizing information.
  • Maintains rapport with regulatory personnel by arranging continuing contacts; resolving concerns.
  • Maintains quality service by establishing and enforcing organization standards.
  • Maintains professional and technical knowledge by attending educational workshops; reviewing professional publications; establishing personal networks; benchmarking state-of-the-art practices; participating in professional societies.
  • Contributes to team effort by accomplishing related results as needed.

Skills/Qualifications: Legal Compliance, Thoroughness, Client Relationships, Informing Others, SFAS Rules, Research Skills, Reporting Research Results, Building Relationships, Coordination, Audit, General Math Skills

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